There is a growing need for compliance and risk management professionals in the financial services industry, particularly due to the rise in identity theft, money laundering and securities fraud.
In this eight-month graduate certificate program, you will gain the technical and professional skills that are necessary to become a compliance officer. This program covers Canadian regulatory requirements for the banking, insurance and securities industries. You will acquire critical skills such as policies and procedures management, privacy management, and Anti Money Laundering (AML) investigation.
As part of this program, you will be able to take a course that qualifies you for the Canadian Securities Course (CSC)® licensing examinations. As a student, you will register with the Canadian Securities Institute (CSI)® at an additional cost.
Throughout this program you will develop the following skills:
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The Financial Services Compliance Administration program does more than just equip graduates with the tools of the trade. It provides you with the opportunity to gain important experience. You are required to complete a compliance administration field placement or industry-relatedÌýproject as part of the program requirements. A co-ordinator will work with you to match you withÌýaÌýplacement or project opportunity. Upon completion of the program, you will have begun the important first step in the networking process that is critical to finding the position to launch a careerÌýinÌýfinancial services compliance.
| Start in | Location | Availability |
|---|---|---|
| Sept. 2025 | Newnham | Open |
Availability is subject to change and a seat is not guaranteed.
| Start in | Location | Availability |
|---|---|---|
| Sept. 2025 | Newnham | Open |
Availability is subject to change and a seat is not guaranteed.
This program meets Post-Graduation Work Permit (PGWP) eligibility requirements.
This program is offered in ÌÇÐÄvlog¹ÙÍø's flexible delivery format. Using interactive learning spaces, professors teach in person to students in a physical classroom or lab and stream to students online at the same time. In courses delivered in the flexible format, students have a choice of coming to campus for an in-person experience or learning online.
Learn more: ³§±ð²Ô±ð³¦²¹â€™s program delivery options and how courses in this program will be delivered each term.
Graduates of the program can explore the following career options:
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This program is supported by the following partners. ÌÇÐÄvlog¹ÙÍø students receive discounts for memberships and certifications.
This is where university meets college. Where theory meets practice. Where ambition meets flexibility.
Graduate career ready and world ready. This program has a field placement or industry-related project to help you hone essential skills for the workplace.
We’ve made a bold commitment to embed principles of sustainability into every business program we offer.
offers students and graduates lifelong access to an exclusive job board, career coaching, networking and more.
Join a diverse and welcoming community of peers and supporters, offering you a blend of academic excellence and vibrant urban life.
